Otkritie Broker LTD - Legal documentation

Legal documentation

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Legal documentation

Licenses & documents

Licenses

LICENSE
https://www.cysec.gov.cy/en-GB/entities/investment-firms/cypriot/77478/

Disclosure and reports

Pillar III Disclosure in accordance with Part Eight of European Regulation (EU) 575/2013

2020 Pillar III Disclosure in accordance with Part Eight of European Regulation (EU) 575/2013
2019 Pillar III Disclosure in accordance with Part Eight of European Regulation (EU) 575/2013
2018 Pillar III Disclosure in accordance with Part Eight of European Regulation (EU) 575/2013
2017 Pillar III Disclosure in accordance with Part Eight of European Regulation (EU) 575/2013
2016 Pillar III Disclosure in accordance with Part Eight of European Regulation (EU) 575/2013

Top five execution venues and brokers

Top five execution venues report_2020
Top five execution brokers report_2020
Top five execution venues report_2019
Top five execution brokers report_2019
Top five execution venues report_2018
Top five execution brokers report_2018
Top five execution venues and brokers reports_2017

Data Protection

Data Protection Notices

Data Protection Notice for counterparties
Data Protection Notice for clients

Standard forms

Current version

Standard form of loan agreement, effective from February 05, 2019
Standard form of REPO agreement, effective from February 05, 2019
Standard form of over-the-counter option contract (Autocallable) effective as from March 21, 2018

Archive

Standard form of over-the-counter option contract (Autocallable), valid from January 03, 2018 to March 20, 2018
Standard form of over-the-counter option contract range accrual, valid from August 23, 2017 to January 02, 2018 (inclusive)
Standard form of loan agreement, valid from November 15, 2017 to February 04, 2019
Standard form of loan agreement, valid from June 01, 2017 to November 14, 2017
Standard form of REPO agreement, valid from November 15, 2017 to February 04, 2019
Standard form of REPO agreement, valid from June 01, 2017 to November 14, 2017
Standard form of OTC option contract (Call_Put), valid from April 24, 2017 to January 02, 2018 (inclusive)
Standard form of OTC option contract (Interval call_interval put), valid from April 24, 2017 to January 02, 2018 (inclusive)
Standard form of over-the-counter option contract (Autocallable), valid from April 24, 2017 to January 02, 2018 (inclusive)
Standard form of OTC option contract (Call/put), valid until April 23, 2017
Standard form of OTC option contract (Interval call/interval put), valid until April 23, 2017

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